| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Superactive Financial Group Company Limited | RO | 就機構融資提供意見 | 2024-12-19 | - |
| Rep | 就機構融資提供意見 | 2024-12-12 | 2024-12-19 | |
| EMINENCE CAPITAL PARTNERS LIMITED | RO | 就機構融資提供意見 | 2023-07-07 | 2024-10-14 |
| Rep | 就機構融資提供意見 | 2023-05-04 | 2023-07-07 | |
| Chanceton Capital Partners Limited | RO | 就機構融資提供意見 | 2008-07-24 | 2022-10-18 |
| Rep | 就機構融資提供意見 | 2008-05-27 | 2008-07-24 | |
| KGI CAPITAL ASIA LIMITED | Rep | 就證券提供意見 | 2008-01-24 | 2008-05-18 |
| Rep | 證券交易 | 2008-01-24 | 2008-05-18 | |
| RO | 就機構融資提供意見 | 2007-06-21 | 2008-05-18 | |
| Rep | 就機構融資提供意見 | 2007-04-20 | 2007-06-21 | |
| SOUTH CHINA CAPITAL LIMITED | RO | 就機構融資提供意見 | 2006-12-21 | 2007-04-14 |
| Rep | 就機構融資提供意見 | 2006-04-10 | 2006-12-21 | |
| Absolute Investment Management (HK) Limited | Rep | 就證券提供意見 | 2003-05-06 | 2006-03-31 |
| Rep | 提供資產管理 | 2003-05-06 | 2006-03-31 | |
| Joy Silver Limited | Rep | 就機構融資提供意見 | 2003-05-06 | 2006-03-31 |
已採集記錄中暫無金管局登記。