| Tongjin Securities Limited | RO | 就期貨合約提供意見 | 2021-03-15 | 2023-06-30 |
| RO | 就證券提供意見 | 2021-03-15 | 2023-06-30 |
| RO | 期貨合約交易 | 2021-03-15 | 2023-06-30 |
| RO | 證券交易 | 2021-03-15 | 2023-06-30 |
| ASA SECURITIES LIMITED | RO | 就證券提供意見 | 2019-04-16 | 2021-02-05 |
| RO | 證券交易 | 2014-04-30 | 2021-02-05 |
| RO | 期貨合約交易 | 2012-09-05 | 2021-02-05 |
| Rep | 期貨合約交易 | 2011-02-10 | 2012-09-05 |
| Rep | 證券交易 | 2011-02-10 | 2014-04-30 |
| Ark Securities (Hong Kong) Limited | Rep | 證券交易 | 2008-03-26 | 2011-01-08 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-03-26 | 2011-01-08 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2008-01-28 | 2008-03-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-01-28 | 2008-03-01 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-01-28 | 2008-03-01 |
| KuCoin HK Limited | Rep | 證券交易 | 2007-12-07 | 2008-01-20 |
| KuCoin Commodity Futures Limited | Rep | 期貨合約交易 | 2005-12-09 | 2008-01-20 |
| REXCAPITAL FUTURES LIMITED | Rep | 期貨合約交易 | 2004-07-14 | 2005-09-21 |
| GET NICE FUTURES COMPANY LIMITED | Rep | 就期貨合約提供意見 | - | 2003-04-30 |
| Rep | 提供資產管理 | - | 2003-04-30 |
| Rep | 期貨合約交易 | - | 2003-04-30 |