| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Greenfield Asset Management Limited | Rep | 就證券提供意見 | 2026-09-11 | - |
| Rep | 提供資產管理 | 2026-09-11 | - | |
| GigaMoney Limited | RO | 證券交易 | 2023-02-16 | 2024-10-04 |
| HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | RO | 就機構融資提供意見 | 2023-02-16 | 2025-02-28 |
| RO | 就證券提供意見 | 2023-02-16 | 2025-02-28 | |
| GigaMoney Limited | Rep | 證券交易 | 2022-12-28 | 2023-02-16 |
| HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | Rep | 就機構融資提供意見 | 2022-12-28 | 2023-02-16 |
| Rep | 就證券提供意見 | 2022-12-28 | 2023-02-16 | |
| Chiyu International Capital Limited | RO | 就證券提供意見 | 2019-04-12 | 2022-08-26 |
| RO | 證券交易 | 2019-04-12 | 2022-08-26 | |
| RO | 就機構融資提供意見 | 2018-05-30 | 2022-08-26 | |
| TIAN YUAN FINANCE LIMITED | RO | 就機構融資提供意見 | 2017-01-17 | 2017-07-28 |
| RO | 證券交易 | 2017-01-17 | 2017-07-28 | |
| Rep | 就機構融資提供意見 | 2016-12-01 | 2017-01-17 | |
| Rep | 證券交易 | 2016-12-01 | 2017-01-17 | |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | RO | 證券交易 | 2014-10-07 | 2016-11-25 |
| RO | 就機構融資提供意見 | 2014-04-14 | 2016-11-25 | |
| Rep | 就機構融資提供意見 | 2014-01-28 | 2014-04-14 | |
| Austin Asia Securities Limited | RO | 就機構融資提供意見 | 2013-10-02 | 2013-10-02 |
| ABCI CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2011-04-04 | 2012-07-01 |
| Rep | 證券交易 | 2011-04-04 | 2012-07-01 | |
| ABCI Securities Company Limited | Rep | 就機構融資提供意見 | 2007-11-01 | 2011-03-24 |
| Rep | 證券交易 | 2007-11-01 | 2011-03-24 | |
| Everbright Securities Global (HK) Limited | Rep | 就機構融資提供意見 | 2005-10-14 | 2007-10-12 |
| Rep | 證券交易 | 2005-10-14 | 2007-10-12 | |
| CMC Markets Asia Limited | Rep | 槓桿式外匯交易 | 2005-05-26 | 2005-07-31 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2004-01-30 | 2005-01-26 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2004-01-30 | 2005-01-26 |
已採集記錄中暫無金管局登記。