| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ABCI CAPITAL LIMITED | RO | 就機構融資提供意見 | 2013-11-06 | - |
| RO | 證券交易 | 2013-11-06 | - | |
| Rep | 就機構融資提供意見 | 2011-04-04 | 2013-11-06 | |
| Rep | 證券交易 | 2011-04-04 | 2013-11-06 | |
| ABCI Securities Company Limited | Rep | 就機構融資提供意見 | 2009-10-22 | 2011-03-24 |
| Rep | 證券交易 | 2009-10-22 | 2011-03-24 | |
| Shang International Finance Limited | Rep | 就證券提供意見 | 2006-07-27 | 2009-10-13 |
| Rep | 證券交易 | 2006-07-27 | 2009-10-13 | |
| Rep | 就機構融資提供意見 | 2006-06-14 | 2009-10-13 | |
| BARON ASIA LIMITED | Rep | 就機構融資提供意見 | 2005-09-23 | 2006-06-09 |