| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 證券交易 | 2022-12-23 | - |
| Rep | 證券交易 | 2016-06-10 | 2022-12-23 | |
| ABCI Securities Company Limited | Rep | 證券交易 | 2013-11-27 | 2016-05-27 |
| ABCI CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2011-07-05 | 2016-05-27 |
| Rep | 證券交易 | 2011-07-05 | 2016-05-27 |