| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2014-12-22 | 2016-05-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2014-12-22 | 2016-05-06 |
| Rep | 期貨合約交易 | 2014-12-22 | 2016-05-06 | |
| Rep | 證券交易 | 2014-12-22 | 2016-05-06 | |
| Celera Markets Limited | Rep | 期貨合約交易 | 2009-02-05 | 2011-12-28 |
| Rep | 證券交易 | 2009-02-05 | 2013-09-01 |