Personnel SFC Licences and HKMA Registrations (ID 68555)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Futu Securities International (HONG KONG) Limited	RO	提供資產管理	2022-03-10	-
	RO	槓桿式外匯交易	2020-12-28	-
	RO	就期貨合約提供意見	2020-01-24	-
	RO	就證券提供意見	2020-01-24	-
	RO	期貨合約交易	2020-01-24	-
	RO	證券交易	2020-01-24	-
	Rep	證券交易	2019-12-13	2020-01-24
HANTEC SECURITIES CO., LIMITED	Rep	證券交易	2019-09-13	2019-11-01
PACIFIC ALPHA SECURITIES LIMITED	RO	就證券提供意見	2016-09-19	2017-08-31
	RO	證券交易	2016-09-19	2017-08-31
GUOYUAN FUTURES (HONG KONG) LIMITED	RO	就期貨合約提供意見	2012-07-05	2015-07-23
	RO	期貨合約交易	2012-07-05	2015-07-23
GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED	RO	就證券提供意見	2012-06-25	2015-07-23
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	RO	就證券提供意見	2012-06-25	2015-07-23
	RO	證券交易	2012-06-25	2015-07-23
ABCI Securities Company Limited	RO	證券交易	2011-03-08	2012-06-11
	Rep	證券交易	2009-06-16	2011-03-08
KVB Kunlun Securities (HK) Limited	Rep	證券交易	2008-09-22	2009-06-14
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	Rep	期貨合約交易	2008-02-12	2008-09-07
	Rep	證券交易	2008-02-12	2008-09-07
KGI ASIA LIMITED	Rep	證券交易	2007-09-18	2008-01-07
KGI FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2007-09-18	2008-01-07
KGI SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2007-09-18	2008-01-07
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	期貨合約交易	2007-07-10	2007-09-02
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	證券交易	2007-07-10	2007-09-02
KGI ASIA LIMITED	Rep	證券交易	2006-05-10	2007-07-01
KGI FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2006-05-10	2007-07-01
KGI SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2006-05-10	2007-07-01
CSC FUTURES (HK) LIMITED	Rep	期貨合約交易	2005-08-01	2006-04-30
CSC SECURITIES (HK) LIMITED	Rep	期貨合約交易	2005-08-01	2006-04-30
	Rep	證券交易	2005-08-01	2006-04-30

金管局登記

金管局有關人士登記與證監會牌照獨立展示。EO 表示主管人員。

僅顯示現任登記

已採集記錄中暫無金管局登記。