| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | 證券交易 | 2015-11-10 | - |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2014-01-21 | 2015-11-04 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2012-08-03 | 2015-11-04 |
| ABCI Securities Company Limited | Rep | 證券交易 | 2011-08-31 | 2012-08-01 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2008-08-04 | 2011-08-26 |