Personnel Hong Kong SFC License Details (ID 68585)

Personnel Hong Kong SFC License Details (ID 68585)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
GOLD FUND SECURITIES COMPANY LIMITED	RO	證券交易	2018-10-08	2021-03-15
Soochow Securities International Brokerage Limited	Rep	證券交易	2014-04-17	2018-07-27
Soochow Securities International Futures Limited	Rep	期貨合約交易	2014-04-17	2018-07-27
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	期貨合約交易	2012-08-22	2014-04-14
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	證券交易	2012-08-22	2014-04-14
ABCI Securities Company Limited	Rep	證券交易	2011-01-24	2012-08-10
ICBC INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2010-04-07	2011-01-22
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	證券交易	2010-04-07	2011-01-22
HSBC BROKING FOREX (ASIA) LIMITED	Rep	槓桿式外匯交易	-	2010-03-20
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	就期貨合約提供意見	-	2004-08-05
	Rep	提供資產管理	-	2004-08-05
	Rep	期貨合約交易	-	2010-03-20
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	提供自動化交易服務	-	2003-09-02
	Rep	就機構融資提供意見	-	2004-08-05
	Rep	就證券提供意見	-	2004-08-05
	Rep	提供資產管理	-	2004-08-05
	Rep	證券交易	-	2010-03-20