| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2017-01-23 | 2019-05-31 |
| Rep | 證券交易 | 2016-12-06 | 2019-05-31 | |
| ABCI Securities Company Limited | Rep | 證券交易 | 2010-06-18 | 2016-11-12 |
| FIL Investment Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2008-10-02 | 2010-01-05 |
| Rep | 提供資產管理 | 2008-10-02 | 2010-01-05 | |
| Rep | 證券交易 | 2008-10-02 | 2010-01-05 | |
| Rep | 就證券提供意見 | 2007-09-05 | 2008-04-18 | |
| Rep | 提供資產管理 | 2007-09-05 | 2008-04-18 | |
| Rep | 證券交易 | 2007-09-05 | 2008-04-18 |