Yue, Pui Lam 余佩琳
證監會中央編號:AGA571
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 就證券提供意見 | 2021-09-08 | - |
| Rep | 證券交易 | 2021-09-08 | - | |
| GEO Securities Limited | RO | 就證券提供意見 | 2017-12-21 | 2018-08-24 |
| RO | 證券交易 | 2017-12-21 | 2018-08-24 | |
| Rep | 就證券提供意見 | 2017-10-18 | 2017-12-21 | |
| Rep | 證券交易 | 2017-10-18 | 2017-12-21 | |
| KuCoin Commodity Futures Limited | Rep | 期貨合約交易 | 2016-11-01 | 2017-09-13 |
| KuCoin HK Limited | Rep | 就證券提供意見 | 2016-08-24 | 2017-09-13 |
| Rep | 證券交易 | 2016-07-22 | 2017-09-13 | |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2015-01-07 | 2015-04-06 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2015-01-07 | 2015-04-06 |
| Rep | 期貨合約交易 | 2015-01-07 | 2015-04-06 | |
| Rep | 證券交易 | 2015-01-07 | 2015-04-06 | |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 期貨合約交易 | 2014-02-21 | 2014-05-31 |
| Rep | 就證券提供意見 | 2013-12-17 | 2014-05-31 | |
| Rep | 證券交易 | 2013-12-17 | 2014-05-31 | |
| ABCI Securities Company Limited | Rep | 就證券提供意見 | 2013-02-19 | 2013-08-03 |
| Rep | 證券交易 | 2011-09-09 | 2013-08-03 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2009-09-03 | 2011-09-01 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2009-09-03 | 2011-09-01 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 期貨合約交易 | 2006-12-11 | 2008-09-02 |
| Rep | 證券交易 | 2006-11-01 | 2008-09-02 | |
| SBI China Capital Securities Limited | Rep | 證券交易 | 2006-05-22 | 2006-08-14 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2004-04-01 | 2005-03-10 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2004-04-01 | 2005-03-10 |
已採集記錄中暫無金管局登記。