| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DA International Asset Management Limited | RO | 就證券提供意見 | 2025-07-07 | - |
| RO | 提供資產管理 | 2025-07-07 | - | |
| Rep | 提供資產管理 | 2021-06-03 | 2025-07-07 | |
| DA INTERNATIONAL FINANCIAL SERVICE LIMITED | RO | 證券交易 | 2019-08-28 | - |
| Rep | 證券交易 | 2016-06-08 | 2019-08-28 | |
| RO | 期貨合約交易 | 2014-03-31 | - | |
| Rep | 期貨合約交易 | 2012-08-30 | 2014-03-31 | |
| ADMIS Hong Kong Limited | Rep | 期貨合約交易 | 2010-10-04 | 2012-08-18 |
| HGNH International Futures Co., Limited | Rep | 期貨合約交易 | 2009-07-30 | 2010-09-17 |