| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ADMIS Hong Kong Limited | Rep | 期貨合約交易 | 2008-10-28 | 2011-10-11 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2008-04-23 | 2008-10-18 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2008-04-23 | 2008-10-18 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2006-07-24 | 2008-03-11 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2006-07-24 | 2008-03-11 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2006-07-11 | 2008-03-11 |
| SHUN LOONG FUTURES LIMITED | Rep | 期貨合約交易 | 2006-07-11 | 2008-03-11 |