| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Golden Hen Securities and Futures Limited | Rep | 槓桿式外匯交易 | 2026-05-11 | - |
| Future Securities Limited (HK) | Rep | 期貨合約交易 | 2019-05-28 | 2019-11-26 |
| Rep | 證券交易 | 2019-05-28 | 2019-11-26 | |
| Solo Futures Limited | Rep | 期貨合約交易 | 2017-01-09 | 2017-06-30 |
| Solo Securities Limited | Rep | 證券交易 | 2017-01-09 | 2017-06-30 |
| ADMIS Hong Kong Limited | Rep | 槓桿式外匯交易 | 2010-06-04 | 2016-01-16 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2010-03-01 | 2010-06-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2009-05-25 | 2010-06-01 |
| Rep | 證券交易 | 2008-03-11 | 2010-06-01 |