| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ALTUS CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2011-04-11 | 2018-04-10 |
| ALTUS INVESTMENTS LIMITED (HK) | Rep | 證券交易 | 2011-04-11 | 2018-04-10 |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | 就機構融資提供意見 | 2007-11-29 | 2008-12-15 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 就機構融資提供意見 | 2004-10-06 | 2007-10-19 |
| KINGSWAY CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2004-10-05 | 2007-10-19 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 證券交易 | 2004-10-05 | 2007-10-19 |
| Templewater Hong Kong Limited | Rep | 就機構融資提供意見 | - | 2004-08-10 |
| Rep | 就證券提供意見 | - | 2004-08-10 | |
| Rep | 提供資產管理 | - | 2004-08-10 | |
| Rep | 證券交易 | - | 2004-08-10 |