| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WICENS INTERNATIONAL SECURITIES LIMITED | RO | 證券交易 | 2025-04-29 | - |
| Grande Capital Limited | RO | 證券交易 | 2022-08-01 | - |
| HF Securities and Futures Limited | RO | 證券交易 | 2022-03-08 | 2022-07-29 |
| Rep | 證券交易 | 2022-02-17 | 2022-03-08 | |
| Leeds Fund International Limited | RO | 就證券提供意見 | 2021-03-22 | 2021-08-30 |
| Rep | 提供資產管理 | 2021-03-22 | 2021-08-30 | |
| Leeds Securities Investment Limited | RO | 證券交易 | 2020-10-06 | 2021-08-30 |
| GP Bullhound Hong Kong Limited | RO | 證券交易 | 2019-08-16 | 2020-09-16 |
| Rep | 證券交易 | 2019-06-21 | 2019-08-16 | |
| International Capital (Hong Kong) Limited | RO | 就證券提供意見 | 2019-02-20 | 2019-06-04 |
| RO | 證券交易 | 2019-02-20 | 2019-06-04 | |
| CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | RO | 就證券提供意見 | 2017-11-10 | 2018-01-18 |
| RO | 證券交易 | 2017-11-10 | 2018-01-18 | |
| Rep | 就證券提供意見 | 2017-09-13 | 2017-11-10 | |
| Rep | 證券交易 | 2017-09-13 | 2017-11-10 | |
| Rep | 提供資產管理 | 2017-09-13 | 2018-01-18 | |
| AUSTRAX SECURITIES LIMITED | RO | 證券交易 | 2017-04-19 | 2017-09-01 |
| AUSTRAX CAPITAL LIMITED | RO | 證券交易 | 2015-02-25 | 2017-04-19 |
| GRAND FIRE SECURITIES LIMITED | Rep | 證券交易 | 2011-06-09 | 2015-02-12 |
| South China Forex Limited | Rep | 槓桿式外匯交易 | 2010-06-23 | 2011-05-28 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2010-01-07 | 2011-05-28 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2009-10-27 | 2011-05-28 |
金管局記錄暫時無法載入，請稍後重試。