| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC) | RO | 就期貨合約提供意見 | 2023-08-29 | - |
| RO | 就證券提供意見 | 2023-08-29 | - | |
| RO | 提供資產管理 | 2023-08-29 | - | |
| RO | 證券交易 | 2023-08-29 | - | |
| Rep | 就證券提供意見 | 2021-10-12 | 2023-08-29 | |
| Rep | 提供資產管理 | 2021-10-12 | 2023-08-29 | |
| Rep | 證券交易 | 2021-10-12 | 2023-08-29 | |
| INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | 證券交易 | 2015-06-22 | 2018-09-26 |
| INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC) | Rep | 證券交易 | 2015-06-22 | 2018-09-26 |
| AllianceBernstein Hong Kong Limited | RO | 就證券提供意見 | 2011-09-16 | 2012-03-30 |
| RO | 提供資產管理 | 2011-09-16 | 2012-03-30 | |
| Rep | 就期貨合約提供意見 | 2003-12-16 | 2006-01-03 | |
| Rep | 提供資產管理 | 2003-12-16 | 2011-09-16 | |
| Rep | 證券交易 | 2003-12-16 | 2012-03-30 | |
| Rep | 就證券提供意見 | 2003-08-01 | 2011-09-16 |
已採集記錄中暫無金管局登記。