| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Bright Smart Asset Management Limited | RO | 提供資產管理 | 2026-07-08 | - |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | RO | 就證券提供意見 | 2026-07-08 | - |
| RO | 證券交易 | 2026-07-08 | - | |
| Far East Horizon Asset Management Limited | RO | 就證券提供意見 | 2024-08-09 | 2025-08-19 |
| RO | 提供資產管理 | 2024-08-09 | 2025-08-19 | |
| FAR EAST HORIZON INTERNATIONAL SECURITIES LIMITED | RO | 證券交易 | 2024-08-09 | 2025-08-19 |
| GF FUTURES (HONG KONG) CO., LIMITED | Rep | 期貨合約交易 | 2015-11-27 | 2019-07-19 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2015-11-27 | 2019-07-19 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2013-10-15 | 2015-07-10 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2013-10-15 | 2015-07-10 |
| AllianceBernstein Hong Kong Limited | Rep | 期貨合約交易 | 2008-09-17 | 2013-09-19 |
| Rep | 證券交易 | 2008-09-17 | 2013-09-19 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2007-12-03 | 2008-01-11 |
已採集記錄中暫無金管局登記。