| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | 就期貨合約提供意見 | 2022-04-25 | 2025-05-26 |
| Rep | 就證券提供意見 | 2022-04-25 | 2025-05-26 | |
| Rep | 提供資產管理 | 2022-04-25 | 2025-05-26 | |
| JPMorgan Funds (Asia) Limited | Rep | 證券交易 | 2022-04-25 | 2025-05-26 |
| AllianceBernstein Hong Kong Limited | Rep | 就期貨合約提供意見 | 2016-06-03 | 2022-03-25 |
| Rep | 提供資產管理 | 2016-06-03 | 2022-03-25 | |
| Rep | 期貨合約交易 | 2016-06-03 | 2022-03-25 | |
| Rep | 就證券提供意見 | 2011-01-13 | 2022-03-25 | |
| Rep | 證券交易 | 2011-01-13 | 2022-03-25 | |
| Rep | 就證券提供意見 | 2010-10-18 | 2010-11-10 | |
| Rep | 就證券提供意見 | 2010-07-21 | 2010-08-16 |