| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | 就期貨合約提供意見 | 2013-09-09 | 2016-06-10 |
| Rep | 就證券提供意見 | 2013-09-09 | 2016-06-10 | |
| Rep | 提供資產管理 | 2013-09-09 | 2018-08-10 | |
| Rep | 期貨合約交易 | 2013-09-09 | 2018-08-10 | |
| Rep | 證券交易 | 2013-09-09 | 2018-08-10 | |
| Segantii Capital Management Limited | Rep | 提供資產管理 | 2013-04-26 | 2013-08-23 |
| AllianceBernstein Hong Kong Limited | Rep | 就期貨合約提供意見 | 2010-12-31 | 2013-04-24 |
| Rep | 就證券提供意見 | 2010-12-31 | 2013-04-24 | |
| Rep | 期貨合約交易 | 2010-12-31 | 2013-04-24 | |
| Rep | 證券交易 | 2010-12-31 | 2013-04-24 | |
| Rep | 就證券提供意見 | 2010-06-28 | 2010-07-30 |