| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2019-03-12 | 2019-03-14 |
| Sanford C. Bernstein (Hong Kong) Limited | Rep | 就證券提供意見 | 2013-12-09 | 2013-12-15 |
| Rep | 就證券提供意見 | 2013-10-28 | 2013-11-10 | |
| Rep | 就證券提供意見 | 2011-10-24 | 2013-09-11 | |
| Rep | 證券交易 | 2011-10-24 | 2013-09-11 | |
| AllianceBernstein Hong Kong Limited | Rep | 就證券提供意見 | 2010-02-02 | 2011-10-24 |
| Rep | 證券交易 | 2010-02-02 | 2011-10-24 |