| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ASSET MANAGEMENT GROUP LIMITED | Rep | 就證券提供意見 | 2011-05-12 | 2013-07-08 |
| Rep | 證券交易 | 2011-05-12 | 2013-07-08 | |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2010-07-02 | 2011-02-16 |
| Rep | 證券交易 | 2010-07-02 | 2011-02-16 | |
| ANGUS MOORE LIMITED | Rep | 就證券提供意見 | 2008-01-28 | 2009-09-15 |