| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ASSET MANAGEMENT GROUP LIMITED | Rep | 證券交易 | 2010-11-24 | 2012-03-26 |
| Hong Kong Securities (International) Company Limited | Rep | 證券交易 | 2010-07-29 | 2010-11-04 |
| ASSET MANAGEMENT GROUP LIMITED | Rep | 就證券提供意見 | 2009-12-04 | 2012-03-26 |
| GET NICE ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2009-06-18 | 2009-10-30 |
| Rep | 提供資產管理 | 2009-06-18 | 2009-10-30 | |
| KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | 提供資產管理 | 2007-05-18 | 2009-05-07 |
| Rep | 就證券提供意見 | - | 2009-05-07 |