| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2025-03-17 | - |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 提供資產管理 | 2024-06-25 | - |
| Rep | 證券交易 | 2024-06-25 | - | |
| ATHENA WEALTH MANAGEMENT LIMITED | Rep | 提供資產管理 | 2017-06-28 | 2024-05-31 |
| Rep | 證券交易 | 2017-06-28 | 2024-05-31 | |
| Foundation Asset Management (HK) Limited | Rep | 提供資產管理 | 2014-05-19 | 2014-06-26 |
| ASSET MANAGEMENT GROUP LIMITED | Rep | 就證券提供意見 | 2010-11-09 | 2013-12-27 |
| Rep | 證券交易 | 2010-11-09 | 2013-12-27 | |
| Lion Global Financial Limited | Rep | 證券交易 | 2009-03-02 | 2009-11-07 |
| Rep | 就證券提供意見 | 2007-07-13 | 2009-11-07 | |
| Rep | 提供資產管理 | 2007-07-13 | 2009-11-07 |
已採集記錄中暫無金管局登記。