| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Akron Corporate Finance Limited | RO | 就機構融資提供意見 | 2026-09-15 | - |
| Rep | 就機構融資提供意見 | 2026-08-10 | 2026-09-15 | |
| Grand Moore Capital Limited | RO | 證券交易 | 2024-05-08 | 2026-07-31 |
| RO | 就機構融資提供意見 | 2023-09-12 | 2026-07-31 | |
| Glory Sun Securities Limited | RO | 就機構融資提供意見 | 2022-03-18 | 2023-08-31 |
| Rep | 就機構融資提供意見 | 2022-02-10 | 2022-03-18 | |
| HUABANG CORPORATE FINANCE LIMITED | RO | 就機構融資提供意見 | 2021-05-17 | 2021-10-20 |
| AMPLE CAPITAL LIMITED | RO | 就機構融資提供意見 | 2020-07-21 | 2021-05-11 |
| Rep | 就機構融資提供意見 | 2020-07-03 | 2020-07-21 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | 就機構融資提供意見 | 2017-01-26 | 2019-11-11 |
| RO | 證券交易 | 2017-01-26 | 2019-11-11 | |
| Rep | 就機構融資提供意見 | 2016-11-17 | 2017-01-26 | |
| Rep | 證券交易 | 2016-11-17 | 2017-01-26 | |
| AMPLE CAPITAL LIMITED | RO | 就機構融資提供意見 | 2011-04-29 | 2016-10-18 |
| Alpha Financial Group Limited | Rep | 證券交易 | 2009-11-03 | 2016-10-18 |
| AMPLE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2009-11-03 | 2011-04-29 |
| CINDA INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2006-12-28 | 2009-10-23 |
| Rep | 證券交易 | 2006-12-28 | 2009-10-23 | |
| CSC ASIA LIMITED | Rep | 就證券提供意見 | 2003-04-01 | 2004-03-30 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-03-30 | |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2006-03-31 |
已採集記錄中暫無金管局登記。