| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Alpha Asset Management (HK) Limited | Rep | 就證券提供意見 | 2026-10-09 | - |
| Rep | 提供資產管理 | 2026-10-09 | - | |
| AUSTRAX SECURITIES LIMITED | Rep | 就證券提供意見 | 2019-05-16 | 2025-05-06 |
| Rep | 證券交易 | 2019-05-16 | 2025-05-06 | |
| Bright Fund Management Limited | Rep | 提供資產管理 | 2017-12-15 | 2019-02-20 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2017-12-15 | 2019-02-20 |
| Rep | 證券交易 | 2017-12-15 | 2019-02-20 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 提供資產管理 | 2016-06-06 | 2019-02-20 |
| Rep | 證券交易 | 2012-11-07 | 2019-02-20 | |
| Rep | 就機構融資提供意見 | 2012-02-09 | 2019-02-20 | |
| Rep | 就證券提供意見 | 2012-02-09 | 2019-02-20 | |
| AMPLE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2008-07-21 | 2012-02-01 |
| Rep | 就證券提供意見 | 2008-07-02 | 2012-02-01 | |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2006-02-14 | 2008-06-12 |
已採集記錄中暫無金管局登記。