| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | 證券交易 | 2016-11-10 | 2017-07-28 |
| GEO Securities Limited | Rep | 就證券提供意見 | 2014-08-27 | 2016-05-20 |
| Rep | 證券交易 | 2014-08-27 | 2016-05-20 | |
| oOo Securities (HK) Group Limited | Rep | 提供資產管理 | 2012-06-11 | 2014-05-28 |
| Rep | 證券交易 | 2012-06-11 | 2014-05-28 | |
| Rep | 就證券提供意見 | 2008-06-19 | 2014-05-28 | |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2006-08-15 | 2008-02-01 |