| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Channel 8 Wealth Management Limited | Rep | 證券交易 | 2013-01-07 | 2013-12-31 |
| oOo Securities (HK) Group Limited | Rep | 證券交易 | 2011-08-15 | 2011-11-29 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2010-11-11 | 2011-06-07 |
| Emperor Wealth Management Limited | Rep | 證券交易 | 2010-11-11 | 2011-05-30 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就證券提供意見 | 2010-05-20 | 2011-06-07 |
| Emperor Wealth Management Limited | Rep | 就證券提供意見 | 2010-05-20 | 2011-05-30 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2007-07-31 | 2009-11-16 |