| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PRINCIPAL INVESTMENT & RETIREMENT SERVICES LIMITED | Rep | 就證券提供意見 | 2013-05-06 | 2013-12-18 |
| Rep | 證券交易 | 2013-05-06 | 2013-12-18 | |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2012-10-03 | 2013-03-27 |
| Rep | 證券交易 | 2012-10-03 | 2013-03-27 | |
| oOo Securities (HK) Group Limited | Rep | 就證券提供意見 | 2009-11-20 | 2012-04-01 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2008-04-18 | 2009-02-09 |