| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GEO Securities Limited | Rep | 就證券提供意見 | 2014-07-24 | 2015-08-18 |
| Rep | 證券交易 | 2014-07-24 | 2015-08-18 | |
| oOo Securities (HK) Group Limited | Rep | 提供資產管理 | 2012-09-12 | 2014-05-29 |
| Rep | 證券交易 | 2012-09-12 | 2014-05-29 | |
| Rep | 就證券提供意見 | 2009-02-19 | 2014-05-29 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2007-02-23 | 2008-01-24 |