| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2015-07-10 | 2015-12-30 |
| oOo Securities (HK) Group Limited | Rep | 證券交易 | 2013-01-02 | 2015-04-12 |
| Rep | 提供資產管理 | 2012-08-31 | 2015-04-12 | |
| Rep | 就證券提供意見 | 2009-09-25 | 2015-04-12 | |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2008-09-26 | 2009-08-19 |