| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | 提供資產管理 | 2016-09-07 | 2023-04-26 |
| Rep | 就證券提供意見 | 2016-07-06 | - | |
| AP Asset Management (HK) Limited | Rep | 提供資產管理 | 2012-07-20 | 2014-10-29 |
| AD Capital Management (Hong Kong) Limited | Rep | 提供資產管理 | 2010-08-05 | 2012-07-10 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2007-09-10 | 2009-01-31 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-09-10 | 2009-01-31 |
| Rep | 證券交易 | 2007-07-24 | 2009-01-31 |