| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ASIA PACIFIC INVESTMENT ADVISORS LIMITED | Rep | 提供資產管理 | 2007-02-28 | - |
| Rep | 就證券提供意見 | 2006-11-24 | - | |
| DELTA ASIA SECURITIES LIMITED | Rep | 就證券提供意見 | 2004-09-22 | 2006-07-14 |
| Rep | 證券交易 | 2004-09-22 | 2006-07-14 | |
| UKFP (Asia) HK Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-08-14 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-08-14 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-08-17 | |
| Rep | 證券交易 | 2003-04-01 | 2004-08-17 |