| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ASIA PACIFIC INVESTMENT ADVISORS LIMITED | Rep | 就證券提供意見 | 2010-05-03 | 2015-06-15 |
| Rep | 提供資產管理 | 2010-05-03 | 2015-06-15 | |
| UKFP (Asia) HK Limited | Rep | 證券交易 | 2007-05-25 | 2007-12-31 |
| CBH Asia Limited | Rep | 就證券提供意見 | 2004-10-11 | 2005-11-30 |
| UKFP (Asia) HK Limited | Rep | 就證券提供意見 | 2003-11-05 | 2004-08-16 |
| Rep | 證券交易 | 2003-11-05 | 2004-08-16 |