| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SANFULL SECURITIES LIMITED | Rep | 證券交易 | 2023-11-24 | 2025-06-04 |
| AJ Securities Limited | Rep | 證券交易 | 2017-09-28 | 2023-07-14 |
| WING ON CHEONG SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2012-01-05 | 2017-05-02 |
| KuCoin HK Limited | Rep | 就機構融資提供意見 | - | 2004-05-05 |
| Rep | 就證券提供意見 | - | 2004-05-05 | |
| Rep | 提供資產管理 | - | 2004-05-05 | |
| Rep | 證券交易 | - | 2011-12-31 |