| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| XinKong International Capital Limited | Rep | 就機構融資提供意見 | 2026-04-21 | - |
| RO | 證券交易 | 2025-10-20 | - | |
| RO | 就機構融資提供意見 | 2025-10-20 | 2026-04-21 | |
| XinKong International Securities Limited | RO | 證券交易 | 2025-10-20 | - |
| Neutral Financial Holding Company Limited | Rep | 就機構融資提供意見 | 2009-03-02 | 2015-10-12 |
| Rep | 證券交易 | 2009-03-02 | 2015-10-12 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2008-10-21 | 2009-03-02 |
| Rep | 證券交易 | 2008-10-21 | 2009-03-02 | |
| Neutral Financial Holding Company Limited | Rep | 就機構融資提供意見 | 2006-06-01 | 2008-09-29 |
| Rep | 證券交易 | 2006-06-01 | 2008-09-29 |