| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Hedgestone Capital Group (H.K.) Co., Limited | RO | 就證券提供意見 | 2015-05-12 | - |
| RO | 提供資產管理 | 2015-05-12 | - | |
| ATLANTIS INVESTMENT MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2011-02-11 | 2015-03-30 |
| Rep | 提供資產管理 | 2011-02-11 | 2015-03-30 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2008-10-28 | 2011-02-07 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2008-04-03 | 2008-09-03 |