| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BCT Financial Limited | RO | 就證券提供意見 | 2022-06-16 | - |
| RO | 證券交易 | 2016-06-29 | - | |
| Rep | 證券交易 | 2015-09-14 | 2016-06-29 | |
| Rep | 就證券提供意見 | 2015-09-14 | 2022-06-16 | |
| AXA Financial Planning (Hong Kong) Limited | RO | 就證券提供意見 | 2009-07-10 | 2012-01-31 |
| RO | 證券交易 | 2009-07-10 | 2012-01-31 | |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | RO | 就證券提供意見 | 2008-07-23 | 2012-09-24 |
| RO | 證券交易 | 2008-07-23 | 2015-03-31 | |
| Rep | 就證券提供意見 | 2006-05-19 | 2008-07-23 | |
| Rep | 證券交易 | 2006-05-19 | 2008-07-23 |