| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2022-05-11 | 2024-10-31 |
| RO | 就證券提供意見 | 2022-05-11 | 2024-10-31 | |
| RO | 證券交易 | 2022-05-11 | 2024-10-31 | |
| Rep | 就機構融資提供意見 | 2022-01-07 | 2022-05-11 | |
| Rep | 就證券提供意見 | 2022-01-07 | 2022-05-11 | |
| Rep | 證券交易 | 2022-01-07 | 2022-05-11 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2018-10-19 | 2021-10-05 |
| Rep | 就證券提供意見 | 2018-10-19 | 2021-10-05 | |
| Rep | 證券交易 | 2018-10-19 | 2021-10-05 | |
| BARCLAYS CAPITAL ASIA LIMITED | RO | 就機構融資提供意見 | 2004-12-02 | 2016-09-13 |
| RO | 證券交易 | 2004-12-02 | 2016-09-13 | |
| Rep | 就機構融資提供意見 | - | 2004-12-02 | |
| Rep | 證券交易 | - | 2004-12-02 |