| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | RO | 就機構融資提供意見 | 2008-07-11 | 2014-05-08 |
| RO | 證券交易 | 2008-07-11 | 2014-05-08 | |
| RBS Asia Corporate Finance Limited | RO | 就機構融資提供意見 | 2007-11-07 | 2008-05-22 |
| RO | 證券交易 | 2007-11-07 | 2008-05-22 | |
| Rep | 就證券提供意見 | - | 2005-01-24 | |
| Rep | 提供資產管理 | - | 2005-01-24 | |
| Rep | 就機構融資提供意見 | - | 2007-11-07 | |
| Rep | 證券交易 | - | 2007-11-07 |