| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| QUBE RESEARCH & TECHNOLOGIES HONG KONG LIMITED | Rep | 提供資產管理 | 2024-11-15 | - |
| Citadel Securities (Hong Kong) Limited | Rep | 期貨合約交易 | 2016-08-01 | 2023-09-15 |
| Rep | 證券交易 | 2016-08-01 | 2023-09-15 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2014-06-16 | 2016-04-22 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2014-06-16 | 2016-04-22 |
| Rep | 證券交易 | 2014-06-16 | 2016-04-22 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2011-03-14 | 2014-04-02 |
| Rep | 證券交易 | 2011-03-14 | 2014-04-02 |