| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2011-06-08 | 2014-03-07 |
| Rep | 證券交易 | 2011-06-08 | 2014-03-07 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2010-12-06 | 2011-05-31 |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2010-06-01 | 2011-05-31 |
| Rep | 證券交易 | 2010-06-01 | 2011-05-31 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自動化交易服務 | 2010-06-01 | 2010-12-06 |
| Rep | 期貨合約交易 | 2010-06-01 | 2010-12-06 |