| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | RO | 就機構融資提供意見 | 2016-11-30 | - |
| RO | 證券交易 | 2016-11-30 | - | |
| Rep | 就機構融資提供意見 | 2011-08-29 | 2016-11-30 | |
| Rep | 證券交易 | 2011-08-29 | 2016-11-30 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2008-10-06 | 2011-05-25 |
| Merrill Lynch Far East Limited | Rep | 就證券提供意見 | 2008-10-06 | 2011-05-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2008-09-18 | 2011-05-25 |
| Rep | 證券交易 | 2008-09-18 | 2011-05-25 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2008-09-18 | 2011-05-25 |
| Rep | 證券交易 | 2008-09-18 | 2011-05-25 | |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2005-06-30 | 2008-06-30 |
| Rep | 證券交易 | 2005-06-30 | 2008-06-30 |
已採集記錄中暫無金管局登記。