| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | RO | 證券交易 | 2026-07-21 | - |
| Rep | 期貨合約交易 | 2008-12-19 | - | |
| Rep | 證券交易 | 2008-06-23 | 2026-07-21 | |
| ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | 期貨合約交易 | 2005-03-16 | 2006-03-30 |
| ABN AMRO Clearing Hong Kong Limited | Rep | 證券交易 | 2005-03-16 | 2006-03-30 |
| ABN AMRO FINANCIAL PRODUCTS LIMITED | Rep | 證券交易 | 2005-03-16 | 2006-03-30 |