| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Bradesco Securities Hong Kong Limited | RO | 就證券提供意見 | 2017-01-13 | - |
| RO | 證券交易 | 2017-01-13 | - | |
| Rep | 就證券提供意見 | 2014-03-27 | 2017-01-13 | |
| Rep | 證券交易 | 2014-03-27 | 2017-01-13 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 證券交易 | 2010-08-17 | 2012-11-28 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2008-10-10 | 2010-06-11 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 證券交易 | 2008-05-15 | 2008-09-29 |
| CLSA LIMITED | Rep | 證券交易 | 2005-08-18 | 2008-04-12 |