| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Goldhorse Securities Limited | RO | 就證券提供意見 | 2022-04-26 | 2022-12-15 |
| RO | 證券交易 | 2022-04-26 | 2022-12-15 | |
| Rep | 證券交易 | 2021-10-25 | 2022-04-26 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2015-06-15 | 2021-07-16 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2011-05-24 | 2015-04-14 |
| Rep | 證券交易 | 2011-05-24 | 2015-04-14 |