| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就機構融資提供意見 | 2019-05-10 | - |
| Rep | 就證券提供意見 | 2019-05-10 | - | |
| Rep | 證券交易 | 2019-05-10 | - | |
| Calibration Partners (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2016-06-01 | 2017-02-17 |
| Rep | 就證券提供意見 | 2016-06-01 | 2017-02-17 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2008-06-20 | 2016-01-21 |
| Rep | 證券交易 | 2008-06-20 | 2016-01-21 | |
| RBS Asia Corporate Finance Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2005-01-14 |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-01-14 | |
| Rep | 提供資產管理 | 2003-04-01 | 2005-01-14 | |
| Rep | 證券交易 | 2003-04-01 | 2005-01-14 |