| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | RO | 就證券提供意見 | 2021-01-21 | - |
| RO | 證券交易 | 2021-01-21 | - | |
| Rep | 期貨合約交易 | 2017-10-20 | - | |
| Rep | 證券交易 | 2017-10-20 | 2021-01-21 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2015-12-01 | 2017-09-15 |
| Rep | 證券交易 | 2009-02-19 | 2017-09-15 |