| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | 2014-07-25 | 2016-06-23 |
| CGS International Securities Hong Kong Limited | Rep | 就機構融資提供意見 | 2013-04-12 | 2014-05-26 |
| Rep | 證券交易 | 2013-04-12 | 2014-05-26 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2011-09-16 | 2013-01-24 |
| Rep | 證券交易 | 2011-09-16 | 2013-01-24 |