| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citadel Securities Investment Solutions Limited | RO | 提供資產管理 | 2026-09-01 | - |
| Citadel Securities (Hong Kong) Limited | RO | 期貨合約交易 | 2025-03-05 | - |
| RO | 證券交易 | 2025-03-05 | - | |
| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | RO | 期貨合約交易 | 2022-11-07 | 2024-03-01 |
| RO | 證券交易 | 2022-11-07 | 2024-03-01 | |
| RO | 提供資產管理 | 2020-04-20 | 2024-03-01 | |
| UBS SECURITIES ASIA LIMITED | RO | 證券交易 | 2017-12-08 | 2019-12-05 |
| UBS SECURITIES HONG KONG LIMITED | RO | 證券交易 | 2017-12-08 | 2019-12-05 |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2017-04-20 | 2017-12-08 |
| Rep | 期貨合約交易 | 2017-04-20 | 2019-12-05 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2017-04-20 | 2017-12-08 |
| Rep | 期貨合約交易 | 2017-04-20 | 2019-12-05 | |
| BARCLAYS CAPITAL ASIA LIMITED | RO | 期貨合約交易 | 2014-01-23 | 2014-09-02 |
| RO | 證券交易 | 2014-01-23 | 2017-01-10 | |
| Rep | 期貨合約交易 | 2010-10-14 | 2014-01-23 | |
| Rep | 證券交易 | 2010-10-14 | 2014-01-23 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-02-02 | 2010-07-17 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2009-10-29 | 2010-02-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-10-29 | 2010-07-17 |
| Rep | 證券交易 | 2009-10-29 | 2010-07-17 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2009-10-29 | 2010-07-17 |
已採集記錄中暫無金管局登記。